| Internet-Draft | Agent Delegation Receipts | May 2026 |
| Nelson | Expires 22 November 2026 | [Page] |
This document defines the Delegation Receipt Protocol (DRP), a cryptographic authorization primitive for AI agent deployments. Before any agent action executes, the authorizing user signs an Authorization Object containing scope boundaries, time window, operator instruction hash, and model state commitment. This signed receipt is published to an append-only log before the agent runtime receives control. The protocol reduces reliance on the operator as a trusted intermediary by making the user's private key the sole signing authority over the delegation record.¶
This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.¶
Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet-Drafts is at https://datatracker.ietf.org/drafts/current/.¶
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This Internet-Draft will expire on 22 November 2026.¶
Copyright (c) 2026 IETF Trust and the persons identified as the document authors. All rights reserved.¶
This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (https://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document.¶
Agentic AI systems execute actions on behalf of human principals using natural language instructions as their primary authorization artifact. This creates a structural gap between the authorization a user believes they granted and the instructions an operator delivers to the agent at runtime. No existing cryptographic mechanism makes that gap detectable.¶
This document specifies the Delegation Receipt Protocol (DRP), a cryptographic authorization primitive that addresses this gap. DRP requires every agent action to be preceded by a user-signed Authorization Object -- the Delegation Receipt -- anchored to a tamper-evident append-only log. The receipt commits the user's authorized scope, operational boundaries, validity window, and a cryptographic hash of the operator's stated instructions. Any deviation by the operator from those instructions is provable from the public log without additional trust assumptions.¶
DRP is not a replacement for existing IETF agent authorization work. WIMSE, AIP, and OAuth 2.0 Token Exchange [RFC8693] address service- to-agent trust. DRP addresses the upstream layer: user-to-operator trust. In a complete agentic trust stack, these layers are complementary.¶
A reference implementation of this protocol is available as an open-source SDK at https://github.com/Commonguy25/authproof-sdk under the MIT License. A hosted service implementing the protocol is available at https://cloud.authproof.dev with a free tier requiring no credit card.¶
This document introduces three cryptographic primitives that do not appear in existing agent authorization frameworks or IETF drafts:¶
Model State Attestation (Section 7):¶
The delegation receipt is bound to a cryptographic measurement of the model state at authorization time. If the operator substitutes a different model after the user signs the receipt, the measurement changes and execution is blocked. This closes the operator model substitution attack vector that existing frameworks do not address. The protocol distinguishes between malicious substitution (always blocked) and provider updates (requires reauthorization) using the ProviderUpdate vs MaliciousSubstitution classification defined in Section 7.3.¶
Scope Discovery Protocol (Section 8):¶
Before authorization, the agent runs in a sandboxed observation mode with no real resource access. It simulates the intended task and records every resource it attempts to access. This produces a draft ScopeSchema grounded in actual agent behavior rather than operator-specified assumptions. The user reviews a plain-language summary and signs only what they explicitly approve. This closes the upstream design-time gap where users cannot accurately specify scope before understanding agent behavior.¶
Session State and Adaptive Authorization (Section 9):¶
A continuously updated trust score tracks behavioral anomalies across the session lifetime. Trust decays on anomaly detection and recovers slowly on clean behavior. Decision thresholds tighten automatically as trust degrades. Sessions suspend when trust falls below a configurable floor, requiring explicit user reauthorization. This extends the static pre-execution authorization model to cover dynamic session-level risk that cannot be captured at delegation time.¶
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all capitals, as shown here.¶
The following terms are used throughout this document:¶
Agentic AI systems involve at minimum three principals:¶
The delegation chain is:¶
User --> Operator --> Agent --> Services¶
The User grants authority to the Operator. The Operator translates that authority into instructions for the Agent. The Agent acts on downstream services. At each step, fidelity to the User's original intent depends entirely on the honesty and competence of the intermediate party.¶
In current agentic deployments, the User's authorization is captured in natural language -- a chat message, a consent checkbox, a terms- of-service agreement. None of these produce a cryptographically verifiable record of what the User actually authorized at the moment of delegation.¶
This creates three compounding problems:¶
Several IETF working groups have produced or are producing specifications for agent identity and authorization. Each addresses a different trust boundary; none addresses user-to-operator trust.¶
WIMSE (Workload Identity in Multi-System Environments) addresses service-to-service authentication: can service B verify that a request came from legitimate workload A? It does not address whether the workload was authorized by the User to make that request in the first place.¶
AIP (Agent Identity Protocol) defines credential structures for agent principals and addresses how agents present identity to services they call. Like WIMSE, its trust model is downstream of the Operator -- it assumes the Operator has correctly represented the User's authorization.¶
draft-klrc-aiagent-auth addresses OAuth-style authorization flows for AI agents, allowing agents to obtain access tokens for downstream APIs. It solves the service authorization problem -- whether the agent can call an API -- but not the delegation integrity problem -- whether the Operator's instructions faithfully represent the User's authorization.¶
OAuth 2.0 Token Exchange [RFC8693] and Rich Authorization Requests [RFC9396] provide mechanisms for scoped token issuance and delegation chains between services but operate at the service layer. The User's intent is represented by the OAuth grant, which is under Operator control.¶
The gap is consistent across all existing frameworks: user-to- operator trust is taken as a precondition. DRP addresses that precondition directly.¶
A Delegation Receipt is a JSON object with the following REQUIRED fields:¶
receiptId:receiptId and
signature). Encoded as the string "rec_" followed by the
lowercase hex digest.¶
schemaVersion:"1.0".¶
scope:"allowedActions" and
"deniedActions", each containing an array of action
descriptors. Each action descriptor is an object with
"operation" and "resource" string fields. Actions in
"deniedActions" take precedence over "allowedActions".
Natural language MUST NOT appear in any scope field.¶
boundaries:allowedActions:
["deny:write:*", "deny:delete:*", "deny:execute:*"].
Implementations MUST document the default boundaries value
in use.¶
timeWindow:"notBefore" and "notAfter" fields, each an ISO 8601
timestamp. The authoritative time reference is the log timestamp
(see Section 5.3), not the client clock.¶
operatorInstructionsHash:"sha256:" followed by the lowercase
hex digest.¶
operatorInstructions:operatorInstructions field is OPTIONAL in the receipt JSON
object, but implementations MUST ensure that either
(a) the plaintext operator instructions are present in this field, or
(b) the instructions are stored via a verifiable off-log commitment
mechanism, with the operatorInstructionsHash field providing
the cryptographic binding. Verifiers that require plaintext access
for audit purposes SHOULD reject receipts where this field
is absent unless they have access to the off-log store.¶
canonicalPayload:signature. This is
the exact byte string over which the ECDSA P-256 signature
is computed and verified. Carrying the canonical payload
in the receipt allows verifiers to re-verify the signature
without reconstructing the canonical form from scratch.
The canonicalPayload field MUST be computed over all
fields of the Authorization Object except canonicalPayload
itself and signature. Verifiers MAY use this field
directly to skip reconstruction, provided they first verify the
signature over the encoded value.¶
publicKey:crv: "Ed25519"),
which is RECOMMENDED for all new deployments. ECDSA P-256
(crv: "P-256", [RFC7518]) is also supported for
interoperability with deployments that do not support Ed25519.¶
signature:publicKey
field: ECDSA P-256 (per [RFC7518]) when
publicKey.kty is "EC", or Ed25519
(per [RFC8032]) when publicKey.kty is
"OKP". See Section 4.3 for the
complete signing procedure.¶
The following OPTIONAL fields are defined by this document:¶
teeMeasurement:modelCommitment:"sha256:" followed by the lowercase hex digest.
When present, verification MUST fail if the current model
measurement does not match. See Section 7.¶
scopeSchema:toolSchemaHash:"sha256:" followed by the lowercase hex digest.
When present, Check 11 of the verification algorithm
(Section 6.4) MUST recompute this hash at
execution time and fail if it does not match. Detects tool
schema changes made after authorization was granted.¶
discoveryMetadata:observationCount, abortedByTimeout, and riskFlags.
Provides an auditable trail from observation to receipt
issuance. MUST be present when the receipt was produced
by the Scope Discovery Protocol.¶
trustedSources:"user", "system_prompt", and "verified_tool".
When present, Check 13 of the verification algorithm
(Section 6.4) MUST reject any action
whose instructionSource is not in this list. See
Section 6.1 for the prompt injection
threat.¶
parentReceiptId:receiptId of the Orchestrator's Delegation Receipt that
authorized creation of this sub-receipt. When present, the
receipt is treated as a sub-receipt and subjected to the parent
scope containment check (Check 14). When absent, the receipt
is treated as a root receipt and requires a User signature.
See Section 10.¶
orchestratorSignature:"orchestrator-delegation:" || parentReceiptId
|| ":" || receiptId. Present only in sub-receipts. Not
included in the signed body. See
Section 10.1.¶
metadata:metadata object is covered by the
receipt signature (i.e., included in the
canonicalPayload). Implementations MAY include
arbitrary metadata; verifiers that do not recognize metadata
keys MUST ignore them. Metadata keys beginning with
"x-" are reserved for private use.¶
providerUpdatePolicyId:providerUpdatePolicy configuration entry that governed
this delegation at issuance time. Including this field allows
verifiers and auditors to determine, from the receipt alone,
which update policy was in effect without accessing operator-side
configuration. The value is an opaque string scoped to the
Operator's trust anchor; its format is implementation-defined.
This field is covered by the receipt signature.¶
All fields defined in this section, including all
OPTIONAL fields, are included in the canonical
serialization of the Authorization Object body and are
therefore covered by the receipt signature. Once signed,
no field may be added, removed, or altered without
invalidating the signature. The sole exception is
orchestratorSignature, which is explicitly excluded
from the signed body as noted in its field definition
above.¶
The complete structure is illustrated below:¶
{
"receiptId": "rec_<lowercase-hex-of-canonical-body>",
"schemaVersion": "1.0",
"scope": {
"allowedActions": [
{ "operation": "<op>", "resource": "<resource>" }
],
"deniedActions": [
{ "operation": "<op>", "resource": "<resource>" }
]
},
"boundaries": ["<prohibition-string>"],
"timeWindow": {
"notBefore": "<ISO-8601-timestamp>",
"notAfter": "<ISO-8601-timestamp>"
},
"operatorInstructionsHash": "sha256:<hex-digest>",
"operatorInstructions": "<operator-instruction-text>",
"publicKey": { "<JWK per RFC 7517>" },
"signature": "<base64url-ecdsa-p256-signature>"
}
¶
The canonical serialization of a receipt body is defined as follows:¶
allowedActions and deniedActions arrays
MUST preserve insertion order.¶
The canonical computation excludes the canonicalPayload
field itself and the signature field. All other fields
present in the Authorization Object at signing time
MUST be included.¶
Implementations SHOULD follow the JSON Canonicalization Scheme defined in [RFC8785] as a compatible reference implementation of the canonicalization requirements in this section.¶
The receiptId is computed as:¶
receiptId = "rec_" ||
lowercase_hex(SHA-256(canonical_body))
¶
Implementations MUST compute the receiptId over the body before
the signature field is added. The signature field MUST NOT be
included in the data that is signed.¶
Receipt issuance MUST follow this sequence:¶
The User signs the canonical Authorization Object body using their private key. Two signing algorithms are defined by this document:¶
kty: "OKP" and crv: "Ed25519".¶
crv: "P-256", per [RFC7518]):
the baseline algorithm supported by all conforming
implementations. REQUIRED for implementations that must
interoperate with deployments that do not support Ed25519.¶
Signing via the WebAuthn/FIDO2 API [W3C-WebAuthn] [FIDO2] is one valid mechanism; hardware key custody (Trusted Platform Module or device secure enclave) is RECOMMENDED for production deployments requiring non-repudiation guarantees, but is not required by this specification.¶
The log timestamp established in step 5 is the authoritative issuance time. Client clocks MUST NOT be used as the time reference for receipt validation.¶
Each entry in the append-only log MUST contain:¶
receiptId).¶
Implementations SHOULD use a log format compatible with Certificate Transparency [RFC6962] to enable standard log consistency verification.¶
Action log entries produced during agent execution follow the same structure. Each action log entry MUST include:¶
Each log entry MUST include the SHA-256 hash of the immediately preceding entry. This chain structure guarantees:¶
The chain structure makes it impossible to insert or delete individual action records without producing a detectable inconsistency that any log monitor can identify.¶
Implementations MUST log all verification decisions including those that result in a DENY outcome. Logging only PERMIT decisions creates a blind spot for detecting prompt injection and model drift.¶
The distribution of denied calls over time is a leading indicator of adversarial activity. A model being prompt- injected will generate denied calls with novel action classes and scope edge probing that differs detectably from normal operation. Post-hoc analysis of the deny path is the primary forensic signal for incident reconstruction.¶
Denied call log entries MUST include the full call context, the specific denial reason code, and the session risk score at the time of denial. Implementations SHOULD expose denied call distribution analytics to enable real-time anomaly detection.¶
Before executing any action, the Agent MUST perform all of the following checks in order. All checks MUST pass; any single failure MUST abort the action without partial execution.¶
Check numbers match Section 6.4 (Section 6.4); optional checks appear only when the relevant receipt fields are present.¶
Verify(receipt, action):
(1) if Revoked(receipt.receiptId)
-> fail
(2) if not VerifySig(receipt.signature,
canonical(receipt.body),
receipt.publicKey)
-> fail
(3) if not InTimeWindow(receipt.timeWindow,
logTimestamp)
-> fail
(4) if not InScope(action, receipt.scope)
-> fail
(5) if ViolatesBoundary(action, receipt.boundaries)
-> fail
(6) if Hash(ExecutionGraph(action.program))
!= receipt.scope.executes[action.programIndex]
-> fail
(7) if Hash(currentOperatorInstructions)
!= receipt.operatorInstructionsHash
-> fail
(8) [model state attestation -- if receipt.modelCommitment present,
see Section 6.4 CHECK 8]
(9) [session risk evaluation -- conditional on sessionState,
see Section 6.4 CHECK 9]
(10) [nonce replay detection -- conditional on receipt.nonce,
see Section 6.4 CHECK 10]
(11) if receipt.toolSchemaHash PRESENT and
SHA-256(canonical(currentToolSchema))
!= receipt.toolSchemaHash
-> fail
(12) if receipt.toolOutputHash PRESENT and
action.toolOutput PRESENT and
SHA-256(action.toolOutput)
!= receipt.toolOutputHash
-> fail
(13) if receipt.trustedSources PRESENT and
action.instructionSource PRESENT and
action.instructionSource NOT IN receipt.trustedSources
-> fail
return true
¶
The revocation pre-check (step 1) MUST be performed before any other check. A revoked receipt MUST fail immediately regardless of whether other checks would pass.¶
The check ordering reflects distinct security properties; each step eliminates a distinct attack surface.¶
modelCommitment field,
recomputes the model state measurement at execution time and
compares it to the committed value. A mismatch indicates that
the model was substituted or updated after authorization was
granted. Returns MALICIOUS_MODEL_SUBSTITUTION or
PROVIDER_UPDATE_REQUIRES_REAUTH on failure.¶
tauSession has been exhausted, the action is denied.
Returns SESSION_RISK_THRESHOLD_EXCEEDED or
TAU_SESSION_EXHAUSTED on failure.¶
receiptId in a per-session
presentation log. If the same receiptId is presented more
than once within the same session, the action is denied.
Prevents a captured receipt from being re-presented in a
concurrent or replayed context. Returns
REPLAY_DETECTED on failure.¶
toolSchemaHash field,
recomputes the SHA-256 hash of the canonical serialization
of all tool schemas currently available to the agent. A
mismatch indicates that the tool set changed after
authorization was granted. Returns
TOOL_SCHEMA_DRIFT on failure.¶
toolOutputHash field, the verifier
computes the SHA-256 hash of the tool output that triggered the
action and compares it to the committed value. A mismatch
indicates that the tool output was altered between delegation
time and execution time. Returns TOOL_OUTPUT_TAMPERED on failure.¶
trustedSources field, the verifier
inspects the instructionSource field of the action. If the source
is not in the trustedSources list, the action is denied. This
check is the primary defense against prompt injection attacks in
which a poisoned document or untrusted tool output manipulates
the agent into requesting an in-scope action for malicious
purposes. Returns UNTRUSTED_INSTRUCTION_SOURCE on failure.¶
parentReceiptId field. Confirms that the sub-receipt's
scope is a strict subset of the parent's scope, that the
time window is contained within the parent's, that the
chain depth does not exceed maxChainDepth, and that
the orchestrator binding signature is valid. Returns
PARENT_SCOPE_VIOLATION on failure.¶
When any verification check fails, the Agent MUST:¶
The pause-and-request behavior described in this section is an
implementation-layer optimization that occurs after the verifier
returns DENY with reason SCOPE_VIOLATION. It does not modify
the verification algorithm defined in
Section 6.4; the action remains denied
until the agent presents a new receipt that passes all checks.¶
When a scope check (4) fails because an action is outside the current receipt's scope, the Agent MAY pause execution and request a Micro- Receipt from the User covering the specific action. The Micro- Receipt MUST reference the parent receipt hash and MUST be anchored to the append-only log before the action is attempted.¶
Implementations MUST always make a safe fallback action available
when execution is blocked. The designated safe fallback action is
NO_OP_WITH_LOG: it performs no operation and writes a full audit log
entry containing the denial reason, a snapshot of the session state
at the time of denial, and a timestamp. NO_OP_WITH_LOG is
unconditionally available regardless of verification state or session
trust level. Every DENY decision returned by the gate MUST include a
safeAlternative field set to NO_OP_WITH_LOG, providing callers with a
guaranteed safe path that preserves the audit record without
executing any agent action.¶
The following pseudocode specifies the complete verification algorithm as a formal function. The checks are numbered 1-14; revocation (Check 1) MUST be performed before any other check.¶
FUNCTION VerifyReceipt(receipt, action, operatorInstructions,
sessionState):
INPUT:
receipt : signed delegation receipt object
action : the agent action being requested
operatorInstructions: current operator instruction string
sessionState : current session state object (optional)
OUTPUT:
PERMIT or DENY with reason code
CHECK 1: Revocation Status
IF revocationRegistry.isRevoked(receipt.receiptId) THEN
RETURN DENY, "RECEIPT_REVOKED"
CHECK 2: Signature Verification
IF NOT VerifySignature(receipt.signature,
receipt.canonicalPayload,
receipt.publicKey) THEN
RETURN DENY, "INVALID_SIGNATURE"
CHECK 3: Time Window
IF receipt.timeWindow.notAfter < NOW() THEN
RETURN DENY, "RECEIPT_EXPIRED"
IF receipt.timeWindow.notBefore > NOW() THEN
RETURN DENY, "RECEIPT_NOT_YET_VALID"
CHECK 4: Scope Validation
IF action.operation NOT IN receipt.scope.allowedActions THEN
RETURN DENY, "ACTION_NOT_IN_SCOPE"
// NOTE: implementations MAY pause execution and request a
// Micro-Receipt from the User rather than returning a hard DENY.
// This pause-and-request behavior is a runtime-layer optimization
// described in Section 6.3 and does not alter the verifier's
// decision; the action remains denied until a valid receipt is
// presented.
IF action.operation IN receipt.scope.deniedActions THEN
RETURN DENY, "ACTION_EXPLICITLY_DENIED"
CHECK 5: Boundary Check
FOR EACH prohibition IN receipt.boundaries DO
IF action MATCHES prohibition THEN
RETURN DENY, "ACTION_EXPLICITLY_DENIED"
CHECK 6: Execution Hash Check (if EXECUTE action)
IF action.type == EXECUTE THEN
IF Hash(ExecutionGraph(action.program)) !=
receipt.scope.executes[action.programIndex] THEN
RETURN DENY, "EXECUTION_HASH_MISMATCH"
CHECK 7: Operator Instruction Hash
currentHash = SHA-256(canonicalize(operatorInstructions))
IF currentHash != receipt.operatorInstructionsHash THEN
RETURN DENY, "OPERATOR_INSTRUCTIONS_MISMATCH"
CHECK 8: Model State Attestation
IF receipt.modelCommitment IS PRESENT THEN
currentMeasurement = measureModelState()
IF currentMeasurement != receipt.modelCommitment THEN
IF modelSubstitutionDetected(receipt,
currentMeasurement) THEN
RETURN DENY, "MALICIOUS_MODEL_SUBSTITUTION"
ELSE
RETURN DENY, "PROVIDER_UPDATE_REQUIRES_REAUTH"
CHECK 9: Session Risk Evaluation (if sessionState present)
IF sessionState IS PRESENT THEN
riskResult = evaluateSessionRisk(action, sessionState)
IF riskResult.decision == "BLOCK" THEN
RETURN DENY, "SESSION_RISK_THRESHOLD_EXCEEDED"
IF riskResult.decision == "REQUIRE_APPROVAL" THEN
RETURN REQUIRE_APPROVAL, riskResult.reasons
CHECK 10: Replay Detection
IF presentationLog.contains(receipt.receiptId, sessionId) THEN
RETURN DENY, "REPLAY_DETECTED"
presentationLog.record(receipt.receiptId, sessionId)
CHECK 11: Tool Schema Integrity (if toolSchemaHash present)
IF receipt.toolSchemaHash IS PRESENT THEN
currentHash = SHA-256(canonicalize(currentToolSchema))
IF currentHash != receipt.toolSchemaHash THEN
RETURN DENY, "TOOL_SCHEMA_DRIFT"
CHECK 12: Tool Output Hash Binding
IF receipt.toolOutputHash IS PRESENT AND
action.toolOutput IS PRESENT THEN
currentHash = "sha256:" || SHA-256(action.toolOutput)
IF currentHash != receipt.toolOutputHash THEN
RETURN DENY, "TOOL_OUTPUT_TAMPERED"
CHECK 13: Instruction Provenance
IF receipt.trustedSources IS PRESENT AND
action.instructionSource IS PRESENT THEN
IF action.instructionSource NOT IN receipt.trustedSources THEN
RETURN DENY, "UNTRUSTED_INSTRUCTION_SOURCE"
CHECK 14: Parent Scope Containment (sub-receipts only)
IF receipt.parentReceiptId IS PRESENT THEN
parentReceipt = delegationLog.get(receipt.parentReceiptId)
IF parentReceipt IS NULL THEN
RETURN DENY, "PARENT_SCOPE_VIOLATION"
// Enforce chain depth limit
// Depth-counting traverses parentReceiptId links iteratively
// (not recursively). Each hop reads only the receiptId and
// parentReceiptId fields; it does NOT re-run the full
// verification algorithm on ancestor receipts.
depth = countChainDepth(receipt, delegationLog)
IF depth > MAX_CHAIN_DEPTH THEN
RETURN DENY, "PARENT_SCOPE_VIOLATION"
// Parent receipt must itself be valid
IF NOT VerifySignature(parentReceipt.signature,
parentReceipt.canonicalPayload,
parentReceipt.publicKey) THEN
RETURN DENY, "PARENT_SCOPE_VIOLATION"
// Verify orchestrator binding signature when present
IF receipt.orchestratorSignature IS PRESENT THEN
bindingStr = "orchestrator-delegation:" ||
receipt.parentReceiptId || ":" ||
receipt.receiptId
IF NOT VerifySignature(receipt.orchestratorSignature,
bindingStr,
parentReceipt.publicKey) THEN
RETURN DENY, "PARENT_SCOPE_VIOLATION"
// Sub-receipt time window must be within parent time window
IF receipt.timeWindow.start < parentReceipt.timeWindow.start OR
receipt.timeWindow.end > parentReceipt.timeWindow.end THEN
RETURN DENY, "PARENT_SCOPE_VIOLATION"
// Every child allowed action must be permitted by the parent scope
FOR EACH childAction IN receipt.scope.allowedActions DO
IF NOT parentReceipt.scope.permits(childAction) THEN
RETURN DENY, "PARENT_SCOPE_VIOLATION"
// Every parent denied action must be preserved in the child scope
FOR EACH parentDenied IN parentReceipt.scope.deniedActions DO
IF NOT receipt.scope.deniedActions.covers(parentDenied) THEN
RETURN DENY, "PARENT_SCOPE_VIOLATION"
// Strict proper subset check: compare over EXPANDED concrete sets.
// Wildcard patterns must be expanded before comparison so that
// "read:*" and {"read:email", "read:calendar"} are compared
// correctly under the scope's wildcard semantics (see Section 10.2).
childActions = EXPAND(SET(receipt.scope.allowedActions))
parentActions = EXPAND(SET(parentReceipt.scope.allowedActions))
IF childActions == parentActions THEN
RETURN DENY, "SCOPE_NOT_STRICT_SUBSET"
RETURN PERMIT
END FUNCTION
¶
When VerifyReceipt returns DENY, implementations MUST include one of
the following reason codes in the structured failure response:¶
| Reason Code | Description |
|---|---|
INVALID_SIGNATURE
|
Receipt signature verification failed |
RECEIPT_REVOKED
|
Receipt has been explicitly revoked |
RECEIPT_EXPIRED
|
Receipt time window has elapsed |
RECEIPT_NOT_YET_VALID
|
Receipt creation time is in the future |
ACTION_NOT_IN_SCOPE
|
Requested action not in allow list |
ACTION_EXPLICITLY_DENIED
|
Requested action in deny list |
OPERATOR_INSTRUCTIONS_MISMATCH
|
Operator instructions hash does not match receipt commitment |
MALICIOUS_MODEL_SUBSTITUTION
|
Model identity changed after receipt was signed |
PROVIDER_UPDATE_REQUIRES_REAUTH
|
Model version updated by provider; reauthorization required |
SESSION_RISK_THRESHOLD_EXCEEDED
|
Session trust score below block threshold |
REPLAY_DETECTED
|
Receipt presented more than once concurrently |
TOOL_SCHEMA_DRIFT
|
Tool schema hash at execution time does not match hash committed at receipt issuance time. Tool specification has changed since authorization was granted. |
TOOL_OUTPUT_TAMPERED
|
The hash of the tool output that triggered the action does not match the hash committed in the receipt at delegation time. The tool output may have been modified between delegation and execution. |
UNTRUSTED_INSTRUCTION_SOURCE
|
The instruction that triggered the action originated from a source not listed in the receipt's trustedSources field. The instruction source may have been manipulated by a prompt injection attack delivered through an untrusted input channel such as a retrieved document or external tool output. |
TAU_SESSION_EXHAUSTED
|
Session anomaly capacity exhausted: tauSession has fallen to or below tauMin. Execution blocked regardless of trustScore. Not resettable by reauthorization. A new session established under a new Delegation Receipt begins with tauSession initialized to sessionCapacity (default: 100). Implementations MUST NOT carry tauSession state across session boundaries; each new receipt-bounded session receives a fresh tauSession value. |
SESSION_LIFETIME_EXCEEDED
|
Session wall-clock lifetime has exceeded
maxLifetimeSeconds. The session MUST be
terminated and reauthorization required before
further actions may proceed. |
SCOPE_NOT_STRICT_SUBSET
|
Sub-receipt allowedActions is not a strict proper subset of the parent receipt's allowedActions |
PARENT_SCOPE_VIOLATION
|
Sub-receipt failed parent scope containment check (receipt not found, time window overflow, chain depth exceeded, or orchestrator binding failure) |
A valid Delegation Receipt proves that a User authorized an Agent to act within defined scope. It does not prove that the model executing the receipt is the model the User authorized. An Operator could silently substitute a fine-tuned model variant after the receipt is signed; all verification checks would pass because the receipt itself is genuine.¶
Model State Attestation closes this gap with a two-phase cryptographic protocol that binds the receipt to a measurement of model state at both delegation time and execution time.¶
Phase 1 -- Commitment (at delegation time):¶
The Operator commits to the exact model state that will execute. The commitment is a SHA-256 measurement of five components concatenated in canonical order:¶
modelMeasurement = SHA-256( normalize(modelId) || normalize(modelVersion) || systemPromptHash || runtimeConfigHash || receiptHash )¶
Including receiptHash as the fifth component binds the model
measurement to the specific delegation. The same model with the same
system prompt but a different receipt produces a different
measurement. A commitment MUST NOT be reused across delegations.¶
A verifier implementing commitment-reuse detection MUST maintain
a persistent log of (modelCommitment, receiptId) pairs seen
across all validated receipts. When validating a receipt that
contains a modelCommitment field, the verifier MUST check
whether that commitment value already appears in the log under a
different receiptId. If a duplicate is found, the verifier
MUST return DENY with reason
"COMMITMENT_REUSE_VIOLATION". Implementors SHOULD use a
cryptographic set structure (e.g., a Bloom filter backed by a
persistent store) to support efficient membership queries at
scale.¶
The commitment is signed by the Operator's ECDSA P-256 key and
attested by the TEE runtime, producing a sealed artifact that
includes modelId, modelVersion, systemPromptHash, runtimeConfigHash,
committedAt, the Operator's signature, and a TEE attestation quote.
See Section 11.3 for the compliance profiles that
govern when TEE attestation is required versus optional.¶
Phase 2 -- Verification (at execution time):¶
Immediately before the agent function executes, the current model
state is measured using the same five-component computation. The
resulting measurement MUST equal the committed measurement. If the
two measurements differ for any reason, execution MUST be blocked
with a MALICIOUS_MODEL_SUBSTITUTION denial identifying exactly which
components changed.¶
With Model State Attestation in place, the complete verifiable chain of accountability is:¶
+---------------------------+
| Delegation Receipt | <-- User signed
+---------------------------+
|
+---------------------------+
| Model State Commitment | <-- Hardware measured
+---------------------------+
|
+---------------------------+
| Execution Attestation | <-- TEE verified
+---------------------------+
|
+---------------------------+
| Action Log Entry | <-- Chain linked
+---------------------------+
|
+---------------------------+
| Data Flow Receipt | <-- Output policy
+---------------------------+
¶
An auditor presented with a chain proof can verify each layer independently and confirm that a logged action was taken by the model the User authorized, acting within the defined scope, under conditions unaltered since authorization was granted.¶
Hosted model providers may silently update the underlying model behind a versioned alias without Operator action. Treating this identically to a deliberate substitution attack is too blunt: it would block legitimate executions whenever a provider retires a model version, forcing operators to recommit on every provider maintenance cycle.¶
Model State Attestation distinguishes two categories of measurement mismatch:¶
MaliciousSubstitution:The Operator explicitly changed the model identifier, system prompt, or runtime configuration after the commitment was signed. This MUST always be a hard block. Indicators are any of:¶
ProviderUpdate:The model version changed, but the Operator's configured modelId
is unchanged. The provider updated the model behind a stable
alias. Indicators are all of:¶
Operators declare how provider updates are handled at construction
time via the providerUpdatePolicy field:¶
The providerUpdatePolicy is an operator-side configuration
parameter and does not appear as a field in the Delegation Receipt
JSON object. It is conveyed through the operator's trust anchor
configuration and is not included in the canonical receipt payload
or the JSON Schema defined in Appendix A.¶
"block":MaliciousSubstitution. Any
version change MUST block execution immediately. RECOMMENDED when
strict model pinning is required.¶
"reauthorize" (default):{ allowed: false, reason: "PROVIDER_UPDATE_DETECTED", requiresReauthorization: true }
and block all subsequent executions under this attestation
instance until the User explicitly acknowledges the change.¶
The "reauthorize" policy preserves a recovery path. The provider
update is flagged and the system halts, but the cause is identified
as a non-malicious provider action. A human MUST explicitly invoke
reauthorize() with userApproval: true before execution resumes. This
is an explicit human-in-the-loop checkpoint; the system MUST NOT
silently resume execution after a provider update.¶
Operators SHOULD populate the providerUpdatePolicyId
field of issued receipts with the identifier of the applicable
policy entry so that auditors can determine the policy in effect
from the receipt record alone.¶
The per-component comparison in the Phase 2 verification identifies exactly which aspects of model state changed: model identity, version, system prompt, or runtime configuration. This enables forensic analysis of how an unauthorized execution occurred.¶
The full SHA-256 measurement comparison is performed in addition to per-component comparison. This is redundant given the component checks but provides a cryptographic guarantee: even if the component comparison logic contains a bug, the measurement comparison will detect any state change.¶
Model State Attestation proves:¶
modelId, modelVersion, systemPromptHash,
runtimeConfigHash) tuple before execution began. The ECDSA
signature and TEE attestation prove this commitment was made
inside a trusted environment and has not been altered.¶
receiptHash component ensures the
commitment is irrevocably bound to the specific delegation. A
commitment made under receipt A MUST NOT be presented as valid
under receipt B.¶
Model State Attestation does not prove that the committed model is safe, aligned, or correctly configured. It does not inspect the content of the system prompt. In simulation mode (the default for testing), attestations are signed with a software ECDSA key rather than produced by real TEE hardware. Production deployments SHOULD use Intel SGX, Intel TDX, or ARM TrustZone attestation.¶
The Scope Discovery Protocol addresses the upstream authorization gap: a User cannot correctly define agent scope before observing agent behavior. Asking users to define scope upfront produces one of two failure modes:¶
Neither outcome produces a receipt that reflects the User's actual intent. The scope field becomes a legal fiction rather than a genuine authorization boundary.¶
The Scope Discovery Protocol inverts the authorization sequence. Instead of asking Users to define scope before running the agent, it runs the agent first in a sandboxed simulation and uses the observed behavior to derive the scope definition.¶
The protocol proceeds in four stages:¶
The observation log is analyzed to produce:¶
draftScope with an allowedActions list (de-duplicated
observed operations) and conservative deniedActions defaults
for delete, execute, and payment operations.¶
plainSummary in non-technical language suitable for end-user
review.¶
riskFlags for: delete operations, execute operations, payment
operations, external send and write operations, and any
operation called more than 50 times in the observation
session.¶
suggestedDenials for dangerous operations the agent did not
use, with per-entry explanations.¶
approve() call accepts
"remove" and "add" arrays for surgical modification of the draft
scope. This is the moment of genuine human authorization,
grounded in observed behavior rather than speculation.¶
scopeSchema field with the structured allowedActions and
deniedActions lists, and a discoveryMetadata field recording
observation count, any timeout abort, and the risk flags at
generation time.¶
The receipt produced by Scope Discovery is structurally identical to one produced by direct issuance. It carries all standard fields and MUST be verifiable by the standard Verify procedure (Section 6.1) without modification.¶
The critical property of observation-based scope generation is
grounding: every entry in allowedActions corresponds to an operation
the agent actually performed during a representative run. This is a
structural record of what the agent did, not a user estimate of what
it might need.¶
Grounding has three practical consequences:¶
allowedActions list contains exactly the resource/
operation pairs observed. An agent that reads email but never
writes it receives a receipt authorizing read on email, not write.¶
discoveryMetadata.observationCount and riskFlags
fields provide evidence that scope was derived from observation.
The audit trail runs from observation to draft to approval to
receipt.¶
For operators who trust their agent's observed behavior and do not
require manual review, a guided mode provides a single-call end-to-
end flow that runs observe, generate, approve, and finalize
automatically. The returned riskFlags allow operators to inspect
what was flagged even when they choose not to gate on it.¶
A Delegation Receipt is a static artifact. It answers one question at one moment in time: did this User authorize this Agent to perform this class of actions? It cannot answer whether a specific action is safe to take right now, given everything that has happened in this session.¶
Static receipts have three blind spots for long-running sessions:¶
SessionState closes these gaps by maintaining a live, stateful view
of each session that evolves with every action. It tracks a
trustScore for each session, initialized at 100 and bounded between 0
and 100.¶
Three formally distinct quantities govern session risk evaluation. Implementations MUST maintain all three:¶
trustScore:anomaly.severity *
trustDecayRate on each anomaly event; incremented by
trustRecoveryRate on each clean action. The recovery property
is definitional: trustScore is not monotone and is not a load
functional. It models a resilience budget that is restored by
sustained clean behavior.¶
cumulativeAnomalyMass:A monotone, non-decreasing quantity tracking the total
structural burden accumulated over the session lifetime.
cumulativeAnomalyMass has two components:¶
anomaly.severity on
each detected anomaly event. Records the discrete burden
contributed by individual anomaly detections.¶
passivePressureRate *
elapsedSeconds on each call to the session risk evaluator,
where elapsedSeconds is the time elapsed since the previous
evaluation. The default passivePressureRate is 0.001 per
second, yielding 3.6 units of passive burden per session-
hour and 36 units per ten session-hours, even with zero
detected anomalies.¶
cumulativeAnomalyMass is never decremented. It provides a
permanent session-level record of total anomaly exposure that
is not erased by subsequent clean behavior and is available
for post-session forensic analysis independently of the final
trustScore value.¶
tauSession:A strictly decreasing capacity gate derived from
cumulativeAnomalyMass:¶
tauSession = sessionCapacity - cumulativeAnomalyMass¶
Initialized to sessionCapacity (default: 100). Never
recovered. When tauSession <= tauMin (default: 10), the gate
condition fails and execution MUST NOT proceed regardless of
trustScore. The gate condition is checked before all
trustScore-derived checks in dynamic_admissible:¶
if tauSession <= tauMin: DENY TAU_SESSION_EXHAUSTED¶
tauSession provides a hard lifetime cap on cumulative anomaly
exposure that is not resettable by reauthorization. A new session established under a new Delegation Receipt begins with tauSession initialized to sessionCapacity (default: 100). Implementations MUST NOT carry tauSession state across session boundaries; each new receipt-bounded session receives a fresh tauSession value. Once a
session's anomaly capacity is exhausted, the session is
permanently closed to further execution.¶
A new session established under a new Delegation Receipt begins with
tauSession initialized to sessionCapacity (default: 100).
Implementations MUST NOT carry tauSession state across
session boundaries; each new receipt-bounded session receives a fresh
tauSession value.¶
In addition to the anomaly-capacity gate, sessions MUST enforce
an absolute wall-clock lifetime cap. The maximum session lifetime
is 25 hours from session start. When elapsed >= 25h, the
session MUST be terminated and reauthorization MUST be required
regardless of trustScore or tauSession. This bound prevents
indefinitely-running sessions that accumulate unbounded passive
anomaly pressure from gradually transitioning to SUSPENDED while
remaining nominally valid.¶
Implementations MUST enforce this limit via the
maxLifetimeSeconds configuration parameter. The default value
is 90000 seconds (25 hours). Implementations MUST document the
configured value and MUST NOT set maxLifetimeSeconds to zero
or a negative value. When elapsed >= maxLifetimeSeconds,
the verifier MUST return SESSION_LIFETIME_EXCEEDED and
MUST NOT permit further execution under the current
session.¶
The three configurable risk quantities have the following defaults. Implementations MUST document the values in use and SHOULD expose them as configuration parameters:¶
blockThreshold : 70 (implementation-defined; MUST be > approvalThreshold) approvalThreshold : 40 (implementation-defined; MUST be > 0) trustDecayRate : 1.0 (implementation-defined; MUST be > 0) trustRecoveryRate : 0.01 (implementation-defined; MUST be >= 0)¶
The following table provides the single authoritative reference for all session state threshold values. All threshold comparisons in the pseudocode and prose of this section use these values:¶
| Parameter | Default Value | Condition / Meaning |
|---|---|---|
blockThreshold
|
70 | Risk score at or above this value blocks the action |
approvalThreshold
|
40 | Risk score at or above this value requires explicit approval |
| ACTIVE status lower bound | trustScore >= 30 | Session is in normal operation |
| DEGRADED status range | 10 <= trustScore < 30 | Risk multiplier applied; heightened scrutiny |
| SUSPENDED status threshold | trustScore < 10 | All actions blocked regardless of risk score |
tauMin
|
10 | tauSession at or below this value blocks all actions |
sessionCapacity
|
100 | Initial value of tauSession |
trustDecayRate
|
1.0 | Multiplier applied to anomaly severity when decrementing trustScore |
trustRecoveryRate
|
0.01 | Amount added to trustScore per clean action |
Trust decays when anomalies are detected:¶
trustScore -= anomaly.severity * trustDecayRate¶
Anomaly severity weights are defined on a [0, 1] float scale (see Table below). Representative default values are:¶
Prompt injection detected : severity weight 0.8 Sensitive data in external dest. : severity weight 0.6 Scope boundary probe : severity weight 0.4 Timing anomaly : severity weight 0.2¶
The following table provides example anomaly severity weights for common event types. These values are illustrative defaults; implementations MAY tune them to operational risk tolerance:¶
| Anomaly Type | Severity Weight |
|---|---|
| Prompt injection detected | 0.8 |
| Repeated denial pattern | 0.6 |
| Scope boundary probe | 0.4 |
| Timing anomaly | 0.2 |
Severity weights use a [0.0, 1.0] scale. Implementations MAY tune these weights to operational risk tolerance. All weights MUST be in the range [0.0, 1.0]; a weight of 1.0 represents the maximum single-event anomaly severity.¶
These weights are illustrative defaults on a [0, 1] scale. Implementations MAY tune severity weights to operational risk tolerance. All severity weights MUST be in the range [0, 1]. The pseudocode in this section uses these weights directly; a weight of 1.0 represents the maximum possible anomaly severity for a single event.¶
Trust recovers slightly on each clean action:¶
trustScore += trustRecoveryRate (default: 0.01)¶
Session status is driven by trust score thresholds:¶
trustScore >= 30 : ACTIVE -- normal operation trustScore < 30 : DEGRADED -- risk scores amplified trustScore < 10 : SUSPENDED -- all actions blocked¶
The DEGRADED state does not block operations directly. Instead, it
causes the risk scorer to apply a multiplier to every score via
Check 5 (finalScore = rawScore * (1 + (100 - trust) / 100)),
making previously marginal decisions tip into REQUIRE_APPROVAL or
BLOCK territory. This multiplier is applied independently of
sensitivity-level threshold adjustments: sensitivity adjustments
modify the thresholds against which finalScore is compared,
while the DEGRADED multiplier modifies finalScore itself. Both
transformations are applied and the result compared against the
adjusted thresholds.¶
The following pseudocode defines the evaluateSessionRisk
function referenced in Check 9 of the verification algorithm
(Section 6.4):¶
FUNCTION evaluateSessionRisk(session, event):
// Gate 1: tauSession hard cap
IF session.tauSession <= session.tauMin THEN
RETURN { decision: "BLOCK", reason: "TAU_SESSION_EXHAUSTED" }
// Update cumulative anomaly mass (always include passive pressure)
elapsed = now() - session.lastEvaluatedAt
session.cumulativeAnomalyMass +=
session.passivePressureRate * elapsed
session.lastEvaluatedAt = now()
// Update trust score and discrete anomaly mass
IF event.type == "ANOMALY" THEN
session.trustScore -= event.severity * trustDecayRate
session.cumulativeAnomalyMass += event.severity
ELSE // clean action
session.trustScore = MIN(100,
session.trustScore + trustRecoveryRate)
// Recompute tauSession from total cumulative mass
session.tauSession = session.sessionCapacity
- session.cumulativeAnomalyMass
// Apply DEGRADED multiplier if trust is low
rawScore = computeRiskScore(event, session)
IF session.trustScore < 30 THEN
finalScore = rawScore * (1 + (100 - session.trustScore) / 100)
ELSE
finalScore = rawScore
// Gate 2: trust thresholds
IF session.trustScore < 10 OR session.status == "SUSPENDED" THEN
RETURN { decision: "BLOCK",
reason: "SESSION_RISK_THRESHOLD_EXCEEDED" }
IF finalScore >= blockThreshold THEN
RETURN { decision: "BLOCK",
reason: "SESSION_RISK_THRESHOLD_EXCEEDED" }
IF finalScore >= approvalThreshold THEN
RETURN { decision: "REQUIRE_APPROVAL",
reasons: getRiskReasons(finalScore) }
RETURN { decision: "ALLOW" }
END FUNCTION
¶
Before each action, every payload is classified into one of four sensitivity levels:¶
RESTRICTED : SSN, credit card, medical identifiers, API keys
CONFIDENTIAL : Internal email addresses, system prompts,
database schemas, config files
INTERNAL : Company domain references, internal project
names, user IDs
PUBLIC : Everything else
¶
Each level modifies the block and approval thresholds:¶
RESTRICTED : Block threshold drops to at most 60 CONFIDENTIAL : Approval threshold drops to at most 40 INTERNAL : No change PUBLIC : All thresholds relax by +10¶
The complete decision engine evaluates five risk checks and maps the final score to one of three outcomes:¶
Check 1 -- Sensitive data scan: SSN pattern +35 Credit card pattern +35 API key pattern +30 High-entropy string +20 Prompt injection pattern +40 Password keyword +25 Check 2 -- External exfiltration: External domain + sensitive data +30 First-time external domain +15 Check 3 -- Frequency anomaly: Same action type >10x in 60s +25 >50 total actions in session +15 Check 4 -- Scope edge usage: New permission class +10 At scope boundary +10 Check 5 -- Trust multiplier: finalScore = rawScore * (1 + (100 - trust) / 100) if session.status == SUSPENDED --> BLOCK if finalScore >= blockThreshold --> BLOCK if finalScore >= approvalThreshold --> REQUIRE_APPROVAL else --> ALLOW¶
The checks are deterministic and ordered. The same action, payload, and session state always produce the same score. Every BLOCK or REQUIRE_APPROVAL decision SHOULD be accompanied by a structured reason object identifying which specific checks contributed to the score.¶
SessionState MUST be integrated with the PreExecutionVerifier as a
final check, running after all static receipt checks pass (see
Section 6.1). An action that passes all cryptographic checks but
produces a BLOCK outcome from session risk evaluation MUST NOT
execute.¶
The architectural insight is that authorization is not binary. A valid receipt is a necessary condition for execution, not a sufficient one. Real-world safety requires a live, stateful layer that observes behavior and adapts its decisions based on the full session context.¶
The complete executability predicate is formally:¶
executable(a, R, session, t) =
Verify(R, a) AND dynamic_admissible(session, a, t)
¶
where Verify(R, a) establishes static receipt admissibility (the
complete set of pre(R) and admissible(a, R) checks defined in
Section 11) and dynamic_admissible(session, a, t) establishes
runtime session admissibility. dynamic_admissible evaluates
checks in the following order: (1) tauSession gate -- if
session.tauSession <= tauMin, DENY TAU_SESSION_EXHAUSTED
immediately; (2) trust score threshold check; (3) sensitivity
classification; (4) risk score evaluation at time t. Both the
tauSession gate and the trustScore threshold must pass
independently. Execution requires both predicates to hold
simultaneously. A receipt that passes Verify is a necessary but
not sufficient condition for execution.¶
When a delegated Agent (the Orchestrator) needs to hand off a subtask to another Agent (the Sub-Agent), the chain of authority MUST remain auditable and bounded. DRP enforces the narrowing-only invariant: a Sub-Agent receipt MUST have scope that is a strict subset of the Orchestrator's receipt. The Orchestrator MUST NOT grant a Sub-Agent any action that was not in its own scope. Scope can only narrow, never widen.¶
A Sub-Agent receipt is distinguished from a root receipt by two additional fields in its payload:¶
parentReceiptId:orchestratorSignature:"orchestrator-delegation:" || parentReceiptId || ":"
|| receiptId, where receiptId is the SHA-256 hash of the
sub-receipt body plus its main signature. This field is separate
from the main signature field and is not included in the
signed body. It cryptographically links the Orchestrator's key to
the specific parent-child pair. The User's signature is not
required for sub-receipts because the User already authorized the
Orchestrator to act and the Orchestrator is creating a narrower
delegation.¶
Each delegation step MUST produce a strict proper subset of the parent's authorized scope. The subset relation is defined under wildcard semantics: an action pattern P1 covers action pattern P2 if every concrete action matched by P2 is also matched by P1. Specifically:¶
allowedActions list under wildcard semantics.
An Agent MUST NOT grant permissions it was not itself given.
Formally: for every child allowed action C, there MUST exist
a parent allowed action P such that every concrete action matched
by C is also matched by P.¶
allowedActions list MUST be a strict proper
subset of the parent's under wildcard semantics: the set of
concrete actions covered by the child MUST be a proper subset
of the set covered by the parent. A child that covers exactly
the same set of concrete actions as the parent MUST be
rejected, even if the two lists are expressed differently (e.g.,
via differing wildcard patterns that expand to the same set).
Implementations MUST expand wildcard patterns to their concrete
action sets before performing the strict proper subset comparison;
a child scope expressed as "read:*" and a parent scope expressed
as an explicit enumeration that resolves to the same concrete actions
are equal under this rule and MUST be rejected.¶
deniedActions
MUST be carried forward to the child. A child MAY add new
denied actions but MUST NOT remove any denial that the parent
established. A child denial pattern covers a parent denial when
the child's operation pattern matches the parent's operation and
the child's resource pattern matches the parent's resource under
wildcard semantics.¶
The receipt chain MUST track delegation depth. The root receipt,
signed directly by the User, is at depth 0. Each delegation
increments depth by 1. When a delegation would produce a receipt at
depth >= maxDepth, the implementation MUST raise a MaxDepthExceeded
error before creating the receipt. The RECOMMENDED default
maxDepth is 3, meaning at most three levels of agent-to-agent
hand-off before the chain MUST be re-anchored at the User level.
This bound prevents unbounded delegation trees where authority leaks
through an unconstrained number of intermediaries.¶
Implementations that require delegation chains deeper than 3
SHOULD do so only in deployment architectures where each
orchestrator layer is independently audited. Chains deeper
than 3 increase verification cost linearly: each additional
hop requires one additional parent receipt retrieval, signature
verification, and scope containment check. They also expand
the attack surface for PARENT_SCOPE_VIOLATION exploits,
since a compromised intermediary at any depth can attempt to
widen scope or drop a denial that a shallower intermediary
established. Before increasing maxDepth, implementors
SHOULD evaluate whether the additional orchestrator layers
provide genuine isolation or merely add verification overhead
without a corresponding security benefit.¶
The root receipt MUST carry a valid ECDSA P-256 signature from the User's key. If the root could be generated by an Agent or Operator without User involvement, the entire chain could be bootstrapped unilaterally, defeating the protocol. Any downstream Agent that wants to prove its authority can walk the chain to the root and demonstrate a continuous path of scope-narrowing receipts.¶
When a verifier encounters a receipt whose parentReceiptId field
is present, it MUST perform Check 14 in addition to Checks 1-13.
Check 14 is defined as follows:¶
parentReceiptId. If not found, return
PARENT_SCOPE_VIOLATION.¶
parentReceiptId links
from the current receipt to the root. If the depth exceeds
maxChainDepth, return PARENT_SCOPE_VIOLATION.¶
PARENT_SCOPE_VIOLATION.¶
orchestratorSignature is present, verify it against
the binding string
"orchestrator-delegation:" || parentReceiptId || ":" || receiptId
using the parent receipt's publicKey. If invalid, return
PARENT_SCOPE_VIOLATION.¶
child.start >= parent.start and
child.end <= parent.end). If not, return
PARENT_SCOPE_VIOLATION.¶
allowedActions is also permitted by the parent receipt's
scope. If any child allowed action is not covered by the parent,
return PARENT_SCOPE_VIOLATION.¶
deniedActions is also present in the sub-receipt's
deniedActions. A child deny rule covers a parent deny rule
when the child's operation pattern matches the parent's operation
and the child's resource pattern matches the parent's resource.
If any parent denied action is missing from the child, return
PARENT_SCOPE_VIOLATION.¶
The verifier MUST NOT re-run the full verification algorithm on
ancestor receipts during Check 14 (i.e., it does not recurse into
parentReceiptId chains beyond the immediate parent).
Depth-counting, by contrast, MUST traverse the chain iteratively
to enforce maxChainDepth, reading only the receiptId
and parentReceiptId fields of each ancestor. Each receipt
in the chain is fully verified only when it is itself presented for
execution.¶
Revocation of a receipt in a multi-agent chain MAY or may not cascade to child receipts, depending on the revocation call.¶
cascadeToChildren is true:cascadeToChildren is false:Cascade revocation entries MUST be signed by the User's private key and anchored to the append-only log with the same requirements as the original revocation procedure (see Section 11.1).¶
Revocation entries MUST be published to the same append-only log as Delegation Receipts. A revocation record is a first-class log entry with the same chain-linking and TSA timestamping requirements as a Delegation Receipt. Publishing revocation to the same log ensures that any party with read access to the delegation log can independently verify revocation status without relying on a separate revocation infrastructure.¶
Implementations MAY additionally operate an operator-managed Certificate Revocation List (CRL) for low-latency revocation propagation in environments where log polling latency is unacceptable. When both mechanisms are in use, the append-only log entry is authoritative: the CRL MUST be a subset of the log's revocation state and MUST NOT revoke receipts not present in the log. Log-based revocation is RECOMMENDED for deployments requiring cryptographic non-repudiation of the revocation act itself. CRL-based revocation is appropriate as a supplementary fast-path when polling latency exceeds operational requirements.¶
Implementations that poll the revocation log SHOULD use the following polling intervals:¶
Implementations MUST document the configured polling interval and MUST NOT set it to zero or a negative value.¶
DRP considers the following adversaries and mitigations:¶
When a User wishes to revoke a Delegation Receipt, they MUST:¶
The log anchor establishes the authoritative revocation time. Actions taken before this timestamp under the original receipt remain valid. Actions attempted after this timestamp MUST fail.¶
Verification MUST check revocation before any other check (Section 6.1, step 1). Because the revocation record is itself signed by the User and anchored to the log, it carries the same evidentiary weight as the original receipt. Revocation is auditable, tamper-evident, and does not depend on the Operator to propagate or acknowledge it.¶
receiptId in a per-session presentation log and rejects
any receipt that appears more than once within the same
session, returning REPLAY_DETECTED. Implementations
SHOULD include a short-lived nonce in every action
submission and maintain a per-session replay cache with
entries expiring at timeWindow.notAfter. The
append-only log provides a secondary audit trail: a
re-presented receipt ID appearing in the log for two
distinct sessions is detectable post-hoc without reliance
on the per-session cache.¶
send_email but a poisoned retrieved document instructs
the agent to send to an attacker-controlled address. DRP
addresses this vector through instruction provenance checking
(step 13 of Verify): the receipt MAY include a trustedSources
field listing the instruction sources -- such as user,
system_prompt, or verified_tool -- that are permitted to
influence agent behavior. When present, the verifier MUST reject
any action whose instructionSource is not in the list, returning
UNTRUSTED_INSTRUCTION_SOURCE. This gives the User cryptographic
control over which input channels can drive agent behavior,
independent of the content of those inputs.¶
operatorInstructions field carries the Operator's
plaintext system prompt in the receipt, which is published to
the append-only log. Operators with sensitive system prompts
-- such as proprietary workflow logic or confidential
configuration -- should consider the confidentiality
implications of log publication. The hash binding in
operatorInstructionsHash provides full integrity
assurance without requiring plaintext disclosure: an
Operator MAY omit the operatorInstructions field from
the log entry and store the plaintext off-log, provided the
SHA-256 hash committed in operatorInstructionsHash can
be independently verified by the User on demand. The
integrity guarantee is preserved by the hash alone; the
plaintext is needed only for human-readable auditing.
The operatorInstructionsHash field thus serves as the
cryptographic binding for the off-log commitment option
described in Section 4.1.¶
trustScore is a recoverable Lyapunov budget, a sequence
of the form clean-anomalous-clean-anomalous could in
principle maintain trustScore above the block threshold
indefinitely while avoiding a single high-severity spike.
tauSession closes this attack surface: it is derived from
the monotone cumulativeAnomalyMass and is never
decremented by clean actions. Each anomalous action
permanently reduces tauSession regardless of subsequent
clean behavior. When tauSession falls to or below
tauMin, execution is permanently blocked for that session
and reauthorization cannot restore it. An adversary
executing a chip-away pattern merely exhausts the session
anomaly capacity faster.
A new session established under a new Delegation Receipt begins with
tauSession initialized to sessionCapacity (default: 100).
Implementations MUST NOT carry tauSession state across
session boundaries; each new receipt-bounded session receives a fresh
tauSession value.¶
Verification decomposes into two independent predicates:¶
Verify(R, a) = pre(R) AND admissible(a, R)¶
pre(R) holds if and only if: (i) R has not been revoked
(revocation check); (ii) the signature sigma over the canonical
body of R is valid under the User's public key (signature
verification); and (iii) the log timestamp falls within
R.timeWindow (time window validity).¶
admissible(a, R) holds if and only if: (iv) a appears in the
scope allowlist in C (scope check); (v) a does not violate any
prohibition in C (boundary check); (vi) if a is an execution
action, Hash(ExecutionGraph(program)) equals the hash committed
in C (execution hash check); (vii) the SHA-256 hash of the
Operator's current instructions equals
R.operatorInstructionsHash (instruction hash check); (viii)
if R.modelCommitment is present, the current model state
measurement equals R.modelCommitment (model state attestation
check); (ix) if sessionState is present, the session risk
evaluation passes (session risk evaluation); (x) the receipt has
not been presented previously in this session (replay
detection); (xi) if R.toolSchemaHash
is present, the SHA-256 hash of the current tool schema equals
R.toolSchemaHash (tool schema hash check); (xii) if
R.toolOutputHash is present and action.toolOutput is
present, the SHA-256 hash of action.toolOutput equals
R.toolOutputHash (tool output hash check); (xiii) if
R.trustedSources is present and
action.instructionSource is present,
action.instructionSource appears in R.trustedSources
(instruction provenance check); and (xiv) if
R.parentReceiptId is present, the sub-receipt passes the
parent scope containment verification (parent scope
containment).¶
For any action a, Verify(R, a) = true if and only if all of
(i)-(xiv) hold simultaneously. Any deviation in any component
causes Verify to return false. The Operator cannot alter C
without invalidating sigma; the Operator cannot alter L by the
tamper-evidence property of the append-only log. The
executable() predicate in Section 9 further establishes that
Verify(R, a) = true is a necessary but not sufficient condition
for execution.¶
dynamic_admissible now requires both (a) trustScore above the
block threshold and (b) tauSession above tauMin. Either
condition failing independently is sufficient to produce a DENY
outcome. The tauSession gate is evaluated first and is not
resettable by reauthorization: once a session's anomaly capacity
is exhausted, no subsequent clean actions or reauthorization
calls can restore admissibility for that session.¶
The protocol does not eliminate the semantic gap between authorized scope and authorized intent. A User who authorizes "write to calendar" may not intend to authorize deletion of all existing events. The Scope Discovery Protocol (Section 8) narrows this gap by grounding scope definitions in observed agent behavior rather than user speculation.¶
The "executes" scope class narrows the gap further for code execution
by requiring the SHA-256 hash of the program's static capability DAG
rather than a program name or URI. A program identified by name or
URI can be silently replaced; a program identified by its capability
signature MUST have the same capability set as the authorized
version. Any capability addition or removal changes the signature.¶
Natural language MUST NOT appear in any scope field. Scope entries
MUST be structured resource:operation pairs. This restriction exists
because natural language scope definitions are ambiguous, subject to
interpretation, and cannot be used for deterministic validation. A
scope entry of "manage email" does not deterministically resolve to a
set of permitted or denied operations.¶
Cryptographic primitive upgrade path: DRP uses SHA-256 throughout for receipt ID computation, instruction hash commitment, manifest body hashing, action log chain linking, and revocation record linking. The version field in the receipt structure provides a migration path to SHA-3-256 (FIPS 202) or BLAKE3 in a future protocol version. Both are drop-in replacements for the SHA-256 role in this protocol. No structural redesign is required for a hash function migration.¶
Quantum resistance: ECDSA P-256 is vulnerable to Shor's algorithm on a sufficiently capable quantum computer. Ed25519 ([RFC8032]) offers an alternative classical signing algorithm with smaller key and signature sizes and is RECOMMENDED for new deployments as a drop-in replacement for ECDSA P-256; it shares the same quantum vulnerability under Shor's algorithm and is therefore not post-quantum secure either. The long-term migration path for both algorithms is through the FIDO2/WebAuthn credential layer: because all DRP signing is abstracted behind the WebAuthn API, a platform-level upgrade to post-quantum FIDO2 authenticators (e.g., CRYSTALS-Dilithium, FALCON) upgrades the protocol's quantum resistance without protocol-layer changes. The append-only log and hash commitment structures are unaffected -- SHA-256 preimage resistance is not threatened by known quantum algorithms.¶
For broader AI-specific risk management considerations beyond the cryptographic scope of this protocol, see the NIST AI Risk Management Framework [NIST-AI-100-1].¶
Cryptographic receipt verification alone cannot prevent a compromised agent runtime from calling the verifier with a spoofed receipt, receiving an "allowed" result, and then ignoring the scope. A three- layer enforcement model addresses this:¶
teeMeasurement.expectedMrenclave field.
Any substitution of model weights, verifier code, or platform
produces a different measurement and is detectable before
execution.¶
security_file_open,
security_socket_connect, security_task_execve). Scope violations
MUST be denied at the kernel level before they reach userspace.¶
This document defines two compliance profiles for TEE enforcement:¶
modelCommitment field is OPTIONAL. Implementations
that omit it skip Check 8 (Model State Attestation) entirely.
All other checks remain normative. This profile is suitable for
deployments where TEE hardware is unavailable or where the
operator accepts the associated risk.¶
modelCommitment field is REQUIRED. Implementations
MUST populate it and verifiers MUST perform Check 8.
Hardware attestation via a Trusted Execution Environment
(TEE) is REQUIRED under this profile. Operators deploying
under the Full-Compliance Profile MUST document their TEE
attestation mechanism in their trust anchor configuration.¶
The compliance profile in use MUST be declared in the Operator's
trust anchor configuration. Verifiers MUST reject receipts that
omit modelCommitment when the governing trust anchor
specifies the Full-Compliance Profile.¶
Without Layer 3, a compromised agent runtime could bypass the verifier. The eBPF LSM runs in kernel space and cannot be disabled by userspace code, including a compromised agent runtime. All three layers MUST be present for the enforcement model to be complete and non-bypassable.¶
Intel TDX and AMD SEV-SNP provide encrypted memory pages inaccessible to the host OS and hypervisor, hardware-rooted attestation quotes signed by the CPU vendor's key, and measured boot that hashes every component loaded into the enclave. DRP binds delegation receipts to enclave measurements via:¶
mrenclave = SHA-256( platform || verifierHash || modelHash )¶
This value is committed into the receipt's
teeMeasurement.expectedMrenclave field at delegation time. At
execution time, the runtime recomputes mrenclave from its runtime
parameters and MUST reject execution if there is any mismatch.¶
The token injection sequence is:¶
ConfidentialRuntime.launch() computes mrenclave and verifies the
receipt measurement.¶
PreExecutionVerifier.check() gates execution -- no valid receipt
means no execution.¶
TokenPreparer.prepare() builds a signed capability token binding
receipt hash, scope hash, and TEE quote hash.¶
Note on optional field vs. required enforcement: The
teeMeasurement field in the Delegation Receipt structure is
OPTIONAL -- implementations are not required to include it in
every receipt. However, TEE-based enforcement is
REQUIRED for any deployment claiming full DRP compliance.
An implementation that issues receipts without teeMeasurement
while not operating within a TEE-enforced runtime does not
satisfy the full DRP compliance profile. Deployments
MUST document whether they operate in TEE-enforced mode and
MUST NOT claim full DRP compliance without active TEE
enforcement.¶
When the verifier cannot construct the required authorization state
due to log unavailability, unverifiable revocation status, or an
UNVERIFIED_TIMESTAMP condition (see Section 5.3),
execution MUST NOT proceed regardless of operator acknowledgment.
Operator acknowledgment does not reconstruct a structurally missing
verification input and therefore cannot substitute for a complete,
verifiable authorization state. Implementations MUST fail closed
under these conditions in all deployment contexts. An
UNVERIFIED_TIMESTAMP is treated equivalently to an unverifiable
revocation status: both represent missing verification inputs that
cannot be reconstructed by operator assertion.¶
When operating against a locally cached revocation registry, implementations MUST note the cache timestamp and MUST reject any receipt where the revocation status cannot be verified against data anchored within the configurable maximum cache age. An unverifiable revocation status is treated equivalently to a verified revocation: execution MUST NOT proceed.¶
Implementations MUST provide configuration to specify the maximum acceptable cache age for revocation data. The default maximum cache age is one hour.¶
When the Time-Stamp Authority (TSA) is unreachable, TEE attestation requirements are not relaxed. Implementations operating under the TEE enforcement profile (Section 11.3) MUST continue to require valid TEE attestation for all actions even in degraded mode; the absence of a TSA timestamp does not constitute grounds for bypassing hardware attestation. If both the TSA and the TEE attestation service are unreachable, the implementation MUST block all EXECUTE-class actions and MAY permit READ-only actions subject to standard scope verification.¶
Signing keys used to issue Delegation Receipts carry significant authority and MUST be managed with care:¶
This section records the status of known implementations of the protocol defined by this specification at the time of posting of this Internet-Draft, and is based on a proposal described in [RFC7942]. The description of implementations in this section is intended to assist the IETF in its decision processes in progressing drafts to RFCs.¶
Organization: Authproof¶
Maturity level: prototype (alpha)¶
Coverage: 1,251 tests across 20 test files. The following features are implemented and tested:¶
evaluateSessionRisk evaluation¶
The following features are partially implemented or planned:¶
Licensing: MIT License¶
Contact and repository: https://github.com/Commonguy25/authproof-sdk¶
This document requests IANA to create the following registries under a new "Delegation Receipt Protocol (DRP)" registry group.¶
IANA is requested to create a registry titled "DRP Denial Reason Codes". The policy for new registrations is Specification Required. Initial values are:¶
| Reason Code | Description |
|---|---|
| REVOKED | Receipt has been explicitly revoked |
| SIGNATURE_INVALID | Receipt signature verification failed |
| TIME_WINDOW_EXPIRED | Receipt time window has elapsed |
| SCOPE_VIOLATION | Requested action not in allow list |
| ACTION_EXPLICITLY_DENIED | Requested action in deny list or boundary |
| EXECUTION_HASH_MISMATCH | Program execution graph hash does not match receipt commitment |
| INSTRUCTION_HASH_MISMATCH | Operator instructions hash does not match receipt commitment |
| REPLAY_DETECTED | Receipt presented more than once in the same session |
| COMMITMENT_REUSE_VIOLATION | Model commitment value reused across distinct receipt IDs |
| SCOPE_NOT_STRICT_SUBSET | Sub-receipt allowedActions is not a strict proper subset of the parent receipt's allowedActions |
| PARENT_SCOPE_VIOLATION | Sub-receipt failed parent scope containment check (receipt not found, time window overflow, chain depth exceeded, or orchestrator binding failure) |
| SESSION_LIFETIME_EXCEEDED | Session wall-clock lifetime exceeded maxLifetimeSeconds |
| TAU_SESSION_EXHAUSTED | Session anomaly capacity (tauSession) exhausted |
IANA is requested to create a registry titled "DRP Operation Types". The policy for new registrations is Specification Required. Initial values are:¶
| Operation Type | Description |
|---|---|
| READ | Read access to a resource |
| WRITE | Write or modify a resource |
| EXECUTE | Execute a program or callable resource |
| DELETE | Delete a resource |
| DELEGATE | Issue a sub-receipt delegating a subset of scope |
IANA is requested to create a registry titled "DRP Boundary String
Formats" describing the prohibition string format used in the
boundaries array of a Delegation Receipt. The policy for new
registrations is Specification Required.¶
The baseline format defined by this document is:¶
prohibition-string = "deny" ":" operation ":" resource
operation = operation-type / "*"
resource = resource-identifier / "*"
operation-type = "read" / "write" / "delete" / "execute"
/ "delegate"
resource-identifier= 1*( ALPHA / DIGIT / "-" / "_" / "/" )
¶
The wildcard character "*" matches any value in its position.
A prohibition string of "deny:write:*" prohibits all write
operations on all resources. A prohibition string of
"deny:delete:email" prohibits delete operations on the
email resource specifically.¶
The following JSON Schema (draft-07) defines the structure of a Delegation Receipt as specified in Section 4.¶
{
"$schema": "http://json-schema.org/draft-07/schema#",
"$id": "https://authproof.dev/schemas/delegation-receipt-1.0.json",
"title": "DelegationReceipt",
"type": "object",
"required": [
"receiptId",
"schemaVersion",
"timeWindow",
"publicKey",
"scope",
"boundaries",
"operatorInstructionsHash",
"canonicalPayload",
"signature"
],
"properties": {
"receiptId": {
"type": "string",
"description": "Unique receipt identifier.",
"pattern": "^rec_[0-9a-f]{16,}$"
},
"schemaVersion": {
"type": "string",
"description": "Schema version. MUST be 1.0.",
"enum": ["1.0"]
},
"timeWindow": {
"type": "object",
"description": "The validity window for this receipt.
Verification MUST use the log-assigned TSA
timestamp, not the client clock.",
"required": ["notBefore", "notAfter"],
"properties": {
"notBefore": {
"type": "string",
"format": "date-time",
"description": "ISO 8601 datetime before which this
receipt is not valid."
},
"notAfter": {
"type": "string",
"format": "date-time",
"description": "ISO 8601 datetime at which this receipt
expires. Verification MUST fail after
this time."
}
}
},
"publicKey": {
"description": "The user's public key as a JSON Web Key (JWK). Ed25519 (kty: OKP, crv: Ed25519) is RECOMMENDED. ECDSA P-256 (kty: EC, crv: P-256) is also supported for compatibility.",
"oneOf": [
{
"title": "Ed25519 (OKP)",
"type": "object",
"properties": {
"kty": { "type": "string", "enum": ["OKP"] },
"crv": { "type": "string", "enum": ["Ed25519"] },
"x": { "type": "string", "description": "Base64url-encoded public key bytes (32 bytes)" }
},
"required": ["kty", "crv", "x"],
"additionalProperties": false
},
{
"title": "ECDSA P-256 (EC)",
"type": "object",
"properties": {
"kty": { "type": "string", "enum": ["EC"] },
"crv": { "type": "string", "enum": ["P-256"] },
"x": { "type": "string", "description": "Base64url-encoded x coordinate" },
"y": { "type": "string", "description": "Base64url-encoded y coordinate" }
},
"required": ["kty", "crv", "x", "y"],
"additionalProperties": false
}
]
},
"scope": {
"$ref": "#/definitions/ScopeSchema"
},
"boundaries": {
"type": "array",
"description": "Array of prohibition strings that MUST be
enforced regardless of scope or Operator
instruction. These represent the User's
hard limits.",
"items": { "type": "string" },
"minItems": 1
},
"operatorInstructionsHash": {
"type": "string",
"description": "SHA-256 hash of the canonical operator
instructions string, formatted as
sha256:<hex>.",
"pattern": "^sha256:[0-9a-f]{64}$"
},
"operatorInstructions": {
"type": "string",
"description": "The plaintext Operator instruction string
whose SHA-256 hash is committed in
operatorInstructionsHash."
},
"modelCommitment": {
"type": "string",
"description": "OPTIONAL. Cryptographic measurement of
the model state at authorization time,
formatted as sha256:<hex>. When present,
verification MUST fail if the current
model measurement does not match.",
"pattern": "^sha256:[0-9a-f]{64}$"
},
"metadata": {
"type": "object",
"description": "OPTIONAL. Arbitrary key-value pairs
included in the canonical payload and
covered by the signature. MAY include
external delegation identifiers.",
"additionalProperties": {
"type": "string"
}
},
"canonicalPayload": {
"type": "string",
"description": "Base64url-encoded canonical serialization of all receipt fields except canonicalPayload and signature. Covered by the receipt signature."
},
"signature": {
"type": "string",
"description": "Base64url-encoded ECDSA P-256 signature
over canonicalPayload."
},
"toolSchemaHash": {
"type": "string",
"description": "OPTIONAL. SHA-256 hash of the canonical
serialization of all tool schemas available
at delegation time, formatted as
sha256:<hex>. When present, verification
MUST fail if the current tool schema hash
does not match.",
"pattern": "^sha256:[0-9a-f]{64}$"
},
"discoveryMetadata": {
"type": "object",
"description": "OPTIONAL. Scope Discovery Protocol metadata.
MUST be present when the receipt was produced
by the Scope Discovery Protocol.",
"properties": {
"observationCount": {
"type": "integer",
"description": "Number of operations intercepted during
the sandboxed observation session.",
"minimum": 0
},
"abortedByTimeout": {
"type": "boolean",
"description": "True if the observation session was
terminated by timeout rather than
completion."
},
"riskFlags": {
"type": "array",
"description": "Risk flags raised during scope generation.",
"items": { "type": "string" }
}
}
},
"logEntryHash": {
"type": "string",
"description": "OPTIONAL. SHA-256 hash of the append-only
log entry produced when this receipt was
published, formatted as sha256:<hex>.",
"pattern": "^sha256:[0-9a-f]{64}$"
},
"trustedSources": {
"type": "array",
"description": "OPTIONAL. Array of trusted instruction source
identifiers. When present, Check 13 MUST
reject any action whose instructionSource is
not in this list.",
"items": { "type": "string" }
},
"parentReceiptId": {
"type": "string",
"description": "OPTIONAL. The receiptId of the parent
Delegation Receipt in a multi-agent delegation
chain. When present the receipt is a
sub-receipt subject to Check 14.",
"pattern": "^rec_[0-9a-f]{16,}$"
},
"orchestratorSignature": {
"type": "string",
"description": "OPTIONAL. Base64url-encoded ECDSA P-256
binding signature by the Orchestrator's key
over 'orchestrator-delegation:' ||
parentReceiptId || ':' || receiptId.
Present only in sub-receipts. Not included
in the signed body."
},
"providerUpdatePolicyId": {
"type": "string",
"description": "OPTIONAL. Opaque string identifying the providerUpdatePolicy configuration entry in effect at issuance. Scoped to the operator's trust anchor. Covered by the receipt signature."
}
},
"definitions": {
"ScopeSchema": {
"type": "object",
"required": ["version", "allowedActions"],
"properties": {
"version": {
"type": "string",
"description": "Scope schema version.",
"default": "1.0"
},
"allowedActions": {
"type": "array",
"description": "Explicit list of permitted actions.",
"items": {
"$ref": "#/definitions/ActionConstraint"
}
},
"deniedActions": {
"type": "array",
"description": "Explicit list of prohibited actions.
Deny rules take precedence over allow
rules.",
"items": {
"$ref": "#/definitions/ActionConstraint"
}
}
}
},
"ActionConstraint": {
"type": "object",
"required": ["operation", "resource"],
"properties": {
"operation": {
"type": "string",
"description": "The operation type. Wildcards (*) are
supported.",
"examples": ["read", "write", "delete", "send", "*"]
},
"resource": {
"type": "string",
"description": "The resource identifier. Wildcards (*)
are supported.",
"examples": ["email", "calendar", "database/*", "*"]
},
"constraints": {
"type": "object",
"description": "OPTIONAL. Argument-level constraints
on the action.",
"additionalProperties": true
}
}
}
}
}
¶
The following JSON Schema defines the structure of an Action Log Entry as specified in Section 5.¶
{
"$schema": "http://json-schema.org/draft-07/schema#",
"$id": "https://authproof.dev/schemas/action-log-entry-1.0.json",
"title": "ActionLogEntry",
"type": "object",
"required": [
"entryId",
"receiptHash",
"operation",
"resource",
"timestamp",
"previousEntryHash",
"entryHash"
],
"properties": {
"entryId": {
"type": "string",
"description": "Unique identifier for this log entry."
},
"receiptHash": {
"type": "string",
"description": "SHA-256 hash of the delegation receipt
that authorized this action, formatted
as sha256:<hex>.",
"pattern": "^sha256:[0-9a-f]{64}$"
},
"operation": {
"type": "string",
"description": "The operation that was executed."
},
"resource": {
"type": "string",
"description": "The resource that was accessed."
},
"timestamp": {
"type": "string",
"format": "date-time",
"description": "RFC 3161 trusted timestamp of this
log entry."
},
"previousEntryHash": {
"type": "string",
"description": "SHA-256 hash of the previous log entry.
The first entry in a log uses a
well-known genesis hash.",
"pattern": "^sha256:[0-9a-f]{64}$"
},
"entryHash": {
"type": "string",
"description": "SHA-256 hash of this entry's canonical
serialization excluding entryHash.",
"pattern": "^sha256:[0-9a-f]{64}$"
},
"decision": {
"type": "string",
"description": "The verification decision for this
action.",
"enum": ["ALLOW", "REQUIRE_APPROVAL", "BLOCK"]
},
"riskScore": {
"type": "number",
"description": "OPTIONAL. Session risk score at the
time of this action.",
"minimum": 0,
"maximum": 100
}
}
}
¶
The following JSON Schema defines the structure of a Session State object as specified in Section 9.¶
{
"$schema": "http://json-schema.org/draft-07/schema#",
"$id": "https://authproof.dev/schemas/session-state-1.0.json",
"title": "SessionState",
"type": "object",
"required": [
"sessionId",
"receiptHash",
"trustScore",
"status",
"startedAt",
"actionCount"
],
"properties": {
"sessionId": {
"type": "string",
"description": "Unique session identifier."
},
"receiptHash": {
"type": "string",
"description": "SHA-256 hash of the delegation receipt
that initiated this session.",
"pattern": "^sha256:[0-9a-f]{64}$"
},
"trustScore": {
"type": "number",
"description": "Current session trust score. Starts at
100 and decays on anomaly detection.",
"minimum": 0,
"maximum": 100
},
"status": {
"type": "string",
"description": "Current session status.",
"enum": ["ACTIVE", "DEGRADED", "SUSPENDED"]
},
"startedAt": {
"type": "string",
"format": "date-time",
"description": "ISO 8601 datetime at which this session
was initiated."
},
"lastActionAt": {
"type": "string",
"format": "date-time",
"description": "ISO 8601 datetime of the most recent
action in this session."
},
"actionCount": {
"type": "integer",
"description": "Total number of actions evaluated in
this session.",
"minimum": 0
},
"anomalyCount": {
"type": "integer",
"description": "Total number of anomalies detected in
this session.",
"minimum": 0
},
"sensitivityLevel": {
"type": "string",
"description": "Highest sensitivity level detected in
this session.",
"enum": ["PUBLIC", "INTERNAL", "CONFIDENTIAL",
"RESTRICTED"]
},
"maxLifetimeSeconds": {
"type": "integer",
"description": "Maximum session lifetime in seconds.
When elapsed time since startedAt exceeds
this value, the session MUST be terminated
and reauthorization required. Default is
90000 (25 hours).",
"minimum": 1,
"default": 90000
},
"tauSession": {
"type": "number",
"description": "Session anomaly capacity. Initialized to sessionCapacity (default 100) and decremented by anomaly weight on each detection event. A verifier MUST deny actions when tauSession falls at or below tauMin (default 10).",
"default": 100
},
"cumulativeAnomalyMass": {
"type": "number",
"description": "Running sum of anomaly weights observed
during the session. MUST be initialized to
0.0 and incremented by the anomaly weight
on each detection event.",
"default": 0.0
},
"passivePressureRate": {
"type": "number",
"description": "Rate at which ambient environmental signals
contribute to session risk without discrete
anomaly events. MUST be initialized to 0.0.",
"default": 0.0
}
}
}
¶
The following is a complete example of a Delegation Receipt JSON object with realistic but fictional values:¶
{
"receiptId": "rec_a3f8c2d1e9b047560f1234567890abcd",
"schemaVersion": "1.0",
"timeWindow": {
"notBefore": "2026-05-21T00:00:00Z",
"notAfter": "2026-05-22T00:00:00Z"
},
"publicKey": {
"kty": "OKP",
"crv": "Ed25519",
"x": "PLACEHOLDER_BASE64URL_ED25519_PUBLIC_KEY"
},
"scope": {
"allowedActions": [
{ "operation": "read", "resource": "email" },
{ "operation": "write", "resource": "calendar" }
],
"deniedActions": [
{ "operation": "delete", "resource": "*" },
{ "operation": "execute", "resource": "*" }
]
},
"boundaries": [
"deny:write:*",
"deny:delete:*",
"deny:execute:*"
],
"operatorInstructionsHash":
"sha256:e10dd1f5de5b07fa9f9d32fa13371fefa84c5dc31ae8382cfc7dbaeea0dcd2f9",
"operatorInstructions": "Summarize unread emails and add meeting summaries to calendar.",
"canonicalPayload": "PLACEHOLDER_BASE64URL_CANONICAL_PAYLOAD",
"signature": "PLACEHOLDER_BASE64URL_ECDSA_SIGNATURE"
}
¶
The following is an example JSON response from the Scope Discovery Protocol after a sandboxed observation session:¶
{
"agentId": "agent_email-summarizer-v2",
"supportedActions": [
{ "operation": "read", "resource": "email" },
{ "operation": "write", "resource": "calendar" }
],
"boundaries": [
"deny:delete:*",
"deny:execute:*",
"deny:write:email"
],
"riskFlags": [],
"discoveryTimestamp": "2026-05-21T10:30:00Z",
"observationCount": 47,
"abortedByTimeout": false
}
¶
The authors thank the IETF WIMSE, OAuth, and SCITT working groups for their work on workload identity, token exchange, and supply chain integrity, which informed the design of this protocol.¶
The formal analysis of session state properties in this document benefited from review and guidance by Maksim Barziankou. The treatment of structural burden, viability budgets, and admissibility predicates in Section 9 and Section 11 draws on primitives formalized in Navigational Cybernetics 2.5 [NC2.5].¶